Senior Compliance Officer Jobs in White Plains, NY

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

About this role: Wells Fargo is seeking Senior Lead Compliance Officers in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career areas... Read More

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to... Read More

Position: Sr. Compliance Analyst BH ID: 316739 Salary: $75-85K, discretionary bonus of about 5-8% Type (Contract, Contract to Hire, Perm): Perm Location: Midtown, NYC... Read More

Description We are offering a contract employment opportunity for a Sr. Compliance Analyst in New York, New York. Does this sound like you? Provide advisory services and... Read More

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for... Read More

Why join Stryker? We are proud to be named one of the World's Best Workplaces and a Best Workplace for Diversity by Fortune Magazine! Learn more about our award-winning... Read More

The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

About the Role: Grade Level (for internal use): 12 About the Role: S P Global is seeking a Compliance Director to join our Compliance Team for the S P Global Dow Jones... Read More

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal Compliance New York, NY Posted Apr 25, 2024 - Requisition No. 124842 The energy of a newsroom, the... Read More

About the Role: Grade Level (for internal use): 09 About the Role: Privacy Compliance Analyst The Team: The Information Governance and Data Privacy Compliance team manage... Read More